Financial and Commercial Sectors

Comprehensive Financial and Commercial Expertise – Duke & Baron

At Duke & Baron, we provide industry-leading legal expertise across financial and commercial sectors. Our services encompass a wide range of industries, including banking, insurance, investments, and taxation. Whether you’re navigating complex financial regulations, resolving disputes, or planning strategic growth, our legal experts deliver results-driven solutions tailored to your unique business needs.

We collaborate closely with clients to ensure seamless compliance with legal frameworks while safeguarding their interests in a dynamic and competitive marketplace. From managing capital restructuring to handling cryptocurrency regulations, Duke & Baron is your trusted partner for financial and commercial legal services.

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Sarah Lowe – Founding Partner

Commercial Banking

Provide legal advice on banking operations and regulatory compliance.

Resolve disputes related to loan agreements, credit facilities, and guarantees.

Support institutions in drafting and reviewing bank policies and contracts.

Mergers and Acquisitions

Address customer-related disputes and legal challenges in retail banking services.

Ensure compliance with consumer protection laws and financial regulations.

Advise on legal structures for new banking products and services.

Insurance & Reinsurance

Provide representation for insurance claims and settlement disputes.

Assist in drafting and reviewing insurance policies and agreements.

Ensure regulatory compliance with reinsurance contracts and treaties.

Investment Banking

Offer legal guidance on mergers, acquisitions, and other corporate transactions.

Conduct due diligence to identify risks and ensure compliance with regulatory frameworks.

Draft and negotiate contracts for structured financial products and investments.

Asset Management

Provide counsel on fund formation, management, and compliance.

Address legal challenges in asset allocation, valuation, and reporting.

Assist clients in managing regulatory issues and investor relations.

Private Equity

Structure and negotiate private equity transactions to safeguard client interests.

Provide assistance with portfolio company operations and exit strategies.

Address legal challenges in fundraising, compliance, and shareholder agreements.

Securities & Exchange

Assist in navigating securities regulations and stock market operations.

Resolve disputes related to securities fraud and insider trading allegations.

Provide legal advice on initial public offerings (IPOs) and compliance filings.

Stocks & Bonds

Draft and review documentation for issuing stocks and bonds.

Provide counsel on compliance with securities regulations and bond agreements.

Represent clients in disputes involving stock and bond investments.

Cryptocurrency

Provide legal advice on cryptocurrency regulations and blockchain technology.

Assist in drafting agreements for token offerings and digital asset investments.

Resolve disputes involving cryptocurrency exchanges and transactions.

Direct & Indirect Tax

Offer expert advice on tax compliance and regulatory frameworks.

Represent clients in tax audits, appeals, and disputes.

Provide counsel on structuring tax-efficient financial operations.

Debt Resolution & Insolvency

Assist businesses in debt restructuring and insolvency proceedings.

Represent creditors and debtors in negotiations and legal disputes.

Ensure compliance with insolvency laws and regulations.

Investments & Shareholdings

Provide legal counsel on investments and shareholder agreements.

Resolve disputes related to shareholder rights and governance issues.

Assist in managing investments and compliance with corporate laws.

Non-Banking Financial Corporations (NBFCs)

Advise on regulatory compliance and operations of NBFCs.

Represent clients in NBFC-related disputes and legal challenges.

Assist in drafting agreements and policies for NBFC operations.

Capital Restructuring

Provide guidance on capital restructuring and financial optimization.

Assist in drafting legal frameworks for mergers, acquisitions, and joint ventures.

Address regulatory compliance and dispute resolution in restructuring cases.

Real Estate Investment Trusts (REITs)

Offer legal advice on REIT formation, operation, and compliance.

Assist in drafting agreements for property investments and asset management.

Resolve disputes related to REIT operations and transactions.

Foreign Direct Investments (FDIs)

Provide counsel on FDI regulations and cross-border transactions.

Assist in structuring joint ventures and partnerships for foreign investments.

Ensure compliance with government policies and approval procedures.

Foreign Portfolio Investments (FPIs)

Advise on FPI regulations and market operations.

Represent clients in disputes involving portfolio investments.

Ensure compliance with taxation and reporting requirements for FPIs.

Reach out to us for a complimentary consultation.

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