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Alternative Investment Funds (AIFs) Alternative Investment Funds (AIFs) in India operate in a highly regulated and dynamic environment. Their legal and compliance challenges stem from the interplay of multiple regulatory frameworks, including securities laws, taxation laws, corporate governance standards, and international investment norms. Below is a structured overview of the challenges faced by AIFs: I. … Read More

At Duke & Baron, we pride ourselves on delivering unparalleled legal expertise and tailored counsel to clients across diverse industries, including Credit Unions and Cooperative Banks. These institutions are the backbone of financial inclusion, addressing credit and savings needs at the grassroots level. However, their operations are governed by complex regulatory frameworks, exposing them to … Read More

Credit bureaus in India operate in a highly regulated sector due to the sensitive nature of the financial and personal data they handle. Below are the primary legal and compliance challenges they face: 1. Regulatory Framework Compliance Credit bureaus must adhere to: 2. Data Privacy and Security 3. Accuracy of Credit Information 4. Consumer Protection … Read More

Asset Management Companies (AMCs) in India operate in a highly regulated environment, governed by a complex web of laws and regulations aimed at ensuring transparency, investor protection, and sound governance practices. These regulations, if not adhered to, can expose AMCs to substantial legal risks, including penalties, sanctions, and reputational damage. 1. Regulatory Compliance Challenges Securities … Read More