Siddharth S Nair Alternative Investment Funds (AIFs) Alternative Investment Funds (AIFs) in India operate in a highly regulated and dynamic environment. Their legal and compliance challenges stem from the interplay of multiple regulatory frameworks, including securities laws, taxation laws, corporate governance standards, and international investment norms. Below is a structured overview of the challenges faced by AIFs: I. … Read More
At Duke & Baron, we pride ourselves on delivering unparalleled legal expertise and tailored counsel to clients across diverse industries, including Credit Unions and Cooperative Banks. These institutions are the backbone of financial inclusion, addressing credit and savings needs at the grassroots level. However, their operations are governed by complex regulatory frameworks, exposing them to … Read More
Credit bureaus in India operate in a highly regulated sector due to the sensitive nature of the financial and personal data they handle. Below are the primary legal and compliance challenges they face: 1. Regulatory Framework Compliance Credit bureaus must adhere to: 2. Data Privacy and Security 3. Accuracy of Credit Information 4. Consumer Protection … Read More
Asset Management Companies (AMCs) in India operate in a highly regulated environment, governed by a complex web of laws and regulations aimed at ensuring transparency, investor protection, and sound governance practices. These regulations, if not adhered to, can expose AMCs to substantial legal risks, including penalties, sanctions, and reputational damage. 1. Regulatory Compliance Challenges Securities … Read More
Introduction The Hon’ble High Court of Delhi has delivered a pivotal judgement in Adnan Nisar v. Directorate of Enforcement and connected matters on September 17, 2024. This case redefined the jurisdictional scope of the Prevention of Money Laundering Act, 2002 (PMLA), ruling that offences committed abroad can be classified as predicate offences under Indian law … Read More
Introduction Insider trading has been a long-standing concern in financial markets, both globally and in India. The Securities and Exchange Board of India (SEBI), established in 1992, has played a pivotal role in safeguarding investor interests and ensuring market integrity. Insider trading involves the misuse of unpublished price-sensitive information (UPSI) for personal gain, undermining market … Read More
In today’s fast-paced world, resolving disputes efficiently and effectively is paramount, especially in the bustling business environment of Delhi and the National Capital Region (NCR). Traditional litigation, while comprehensive, often involves lengthy procedures and significant costs. Arbitration, on the other hand, has emerged as a preferred alternative for dispute resolution, offering a streamlined and cost-effective … Read More
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